SFC Licences of YAO Sheng 姚聖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LeZi Capital Limited 樂滋資產有限公司 | RO | 9 | 18 December 2020 | 31 July 2023 |
| Green Harmony Capital Limited 紐達資本有限公司 | RO | 9 | 07 May 2019 | 17 March 2020 |
| Entropy Asset Management Limited | RO | 9 | 19 December 2017 | 31 October 2018 |
| Entropy Asset Management Limited | RO | 4 | 19 December 2017 | 31 October 2018 |
| E-Belt Capital Limited 一帶資本有限公司 | RO | 9 | 11 January 2017 | 15 April 2017 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 15 August 2008 | 11 September 2013 |
| Gavekal Capital Limited | RE | 9 | 23 April 2008 | 05 June 2008 |
| CC Finance Limited 思齊資本融資有限公司 | RE | 4 | 25 September 2006 | 23 January 2007 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 11 November 2004 | 21 July 2006 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 11 November 2004 | 21 July 2006 |