SFC Licences of YAO Sheng 姚聖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
LeZi Capital Limited 樂滋資產有限公司 RO 9 18 December 2020
Green Harmony Capital Limited 景和資本有限公司 RO 9 07 May 2019 17 March 2020
Entropy Asset Management Limited RO 9 19 December 2017 31 October 2018
Entropy Asset Management Limited RO 4 19 December 2017 31 October 2018
E-Belt Capital Limited 一帶資本有限公司 RO 9 11 January 2017 15 April 2017
BOCI Research Limited 中銀國際研究有限公司 RE 4 15 August 2008 11 September 2013
Gavekal Capital Limited RE 9 23 April 2008 05 June 2008
CC Finance Limited 思齊資本融資有限公司 RE 4 25 September 2006 23 January 2007
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 11 November 2004 21 July 2006
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 11 November 2004 21 July 2006