SFC Licences of NG Lo Kei 吳鷺琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RE | 1 | 25 February 2009 | 08 January 2020 |
| CVP Securities Limited 星火證券有限公司 | RE | 2 | 22 November 2006 | 01 January 2009 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 03 April 2006 | 01 January 2009 |
| Beijing Securities Limited 北京證券有限公司 | RE | 1 | 25 July 2005 | 02 May 2006 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 24 May 2005 | 11 July 2005 |
| Beijing Securities Limited 北京證券有限公司 | RE | 1 | 21 December 2004 | 24 May 2005 |