SFC Licences of GHOSH Anandomoy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 18 December 2009 | 29 November 2011 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 18 December 2009 | 29 November 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 December 2009 | 29 November 2011 |
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 02 June 2008 | 10 June 2009 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 02 June 2008 | 10 June 2009 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 06 December 2006 | 18 March 2008 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 December 2006 | 18 March 2008 |
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 16 November 2004 | 27 October 2006 |
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 16 November 2004 | 27 October 2006 |