SFC Licences of DOYLE Michael Patrick Mccabe
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 03 November 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 03 October 2012 | 03 November 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 03 October 2012 | 03 November 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 October 2012 | 03 November 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 03 October 2012 | 24 July 2013 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RO | 1 | 04 June 2009 | 02 May 2012 |
Macquarie Asia Securities Limited | RE | 2 | 10 August 2007 | 15 September 2010 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 10 August 2007 | 04 June 2009 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 13 June 2007 | 04 June 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 15 November 2004 | 12 July 2005 |