SFC Licences of NG Sock Meng, Doris
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hamon Asian Advisors Limited | RE | 9 | 20 February 2023 | |
| Hamon Asian Advisors Limited | RE | 4 | 20 February 2023 | |
| Hamon Asset Management Limited | RE | 9 | 20 February 2023 | |
| Hamon Asset Management Limited | RE | 4 | 20 February 2023 | |
| Hamon Investment Management Limited | RE | 9 | 20 February 2023 | |
| Hamon Investment Management Limited | RE | 4 | 20 February 2023 | |
| Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 9 | 24 May 2019 | 18 December 2019 |
| Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 1 | 24 May 2019 | 18 December 2019 |
| Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 4 | 29 April 2019 | 18 December 2019 |
| AIF Capital Limited 殷庫資本有限公司 | RE | 4 | 08 June 2009 | 01 November 2018 |
| AIF Capital Limited 殷庫資本有限公司 | RE | 9 | 08 June 2009 | 24 November 2016 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 15 November 2004 | 02 December 2008 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 15 November 2004 | 02 December 2008 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 15 November 2004 | 02 December 2008 |