SFC Licences of CHAN Yee Lam, Joyce 陳怡霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 29 March 2007 | 31 July 2008 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 17 May 2006 | 28 February 2007 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 09 December 2004 | 25 November 2005 |