SFC Licences of CASHMORE Nicholas Willoughby
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 12 September 2008 | 24 January 2012 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 16 November 2004 | 01 February 2007 |