SFC Licences of SO Cheuk Yin 蘇卓賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 | RO | 4 | 22 October 2021 | 31 July 2023 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 27 April 2015 | 22 October 2021 |
| Japaninvest (Hong Kong) Limited | RE | 4 | 24 February 2015 | 03 November 2015 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 09 November 2009 | 28 August 2010 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 18 May 2007 | 01 September 2009 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 26 July 2006 | 11 May 2007 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 21 October 2005 | 15 July 2006 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 23 November 2004 | 16 October 2005 |