SFC Licences of SO Cheuk Yin 蘇卓賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Research Limited 海通國際研究有限公司 RO 4 22 October 2021
Haitong International Research Limited 海通國際研究有限公司 RE 4 27 April 2015 22 October 2021
Japaninvest (Hong Kong) Limited RE 4 24 February 2015 03 November 2015
BOCI Research Limited 中銀國際研究有限公司 RE 4 09 November 2009 28 August 2010
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 18 May 2007 01 September 2009
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 26 July 2006 11 May 2007
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 21 October 2005 15 July 2006
South China Research Limited 南華資料研究有限公司 RE 4 23 November 2004 16 October 2005