SFC Licences of LUK Ka Ping, Amy 陸嘉萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Eagle Asset Management (CP) Limited 鷹君資產管理(冠君)有限公司 | RO | 9 | 26 April 2021 | |
Eagle Asset Management (CP) Limited 鷹君資產管理(冠君)有限公司 | RE | 9 | 16 November 2015 | 26 April 2021 |
Cohen & Steers Asia Limited | RE | 4 | 07 August 2007 | 11 May 2010 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 30 September 2005 | 21 July 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 22 November 2004 | 20 September 2005 |