SFC Licences of CHIU Hin Fung, Sherman 趙衍鋒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Sunrise Capital Limited 華升資本有限公司 RO 6 30 October 2023
China Sunrise Securities (International) Limited 華升證券(國際)有限公司 RO 1 30 October 2023
China Sunrise Capital Limited 華升資本有限公司 RE 6 16 March 2023 30 October 2023
China Sunrise Securities (International) Limited 華升證券(國際)有限公司 RE 1 16 March 2023 30 October 2023
Viipark Financial Co., Limited 維寶東園資本有限公司 RO 1 23 November 2022 23 February 2023
Viipark Corporate Finance Co., Limited 維寶東園企業融資有限公司 RO 6 23 November 2022 23 February 2023
Viipark Financial Co., Limited 維寶東園資本有限公司 RE 1 16 August 2022 23 November 2022
Viipark Corporate Finance Co., Limited 維寶東園企業融資有限公司 RE 6 16 August 2022 23 November 2022
Elstone Capital Limited 千里碩融資有限公司 RE 6 23 May 2022 01 August 2022
Elstone Securities Limited 千里碩證券有限公司 RE 1 23 May 2022 01 August 2022
Quam Securities Limited 華富建業證券有限公司 RO 6 10 May 2017 03 March 2022
Quam Securities Limited 華富建業證券有限公司 RE 6 26 June 2014 10 May 2017
Quam Securities Limited 華富建業證券有限公司 RO 1 24 April 2014 03 March 2022
Quam Securities Limited 華富建業證券有限公司 RE 1 17 April 2014 24 April 2014
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 1 21 June 2012 27 March 2014
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 07 May 2012 21 June 2012
Central China International Capital Limited 中州國際融資有限公司 RO 1 24 August 2011 27 April 2012
Central China International Capital Limited 中州國際融資有限公司 RE 1 04 May 2011 24 August 2011
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 4 26 November 2010 22 April 2011
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 26 November 2010 22 April 2011
Celestial Capital Limited 時富融資有限公司 RE 6 19 May 2010 01 November 2010
Celestial Securities Limited 時富證券有限公司 RE 1 19 May 2010 01 November 2010
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 6 22 January 2010 09 May 2010
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 4 22 January 2010 09 May 2010
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 1 22 January 2010 09 May 2010
KGI Wealth Management Limited 凱基財富管理有限公司 RE 6 02 November 2005 01 April 2010
KGI Wealth Management Limited 凱基財富管理有限公司 RE 4 25 October 2005 09 May 2010
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 25 October 2005 09 May 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 25 November 2004 08 October 2005
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 25 November 2004 08 October 2005