SFC Licences of KUO Yu-ying 郭玉瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 1 | 23 April 2005 | 01 June 2009 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 25 November 2004 | 01 June 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 November 2004 | 01 June 2009 |