SFC Licences of CHIN Kin Man 錢健文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 12 June 2009 | 24 September 2012 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 23 October 2008 | 24 September 2012 |
Nerico Brothers Limited | RE | 2 | 23 November 2007 | 11 December 2007 |
Nerico Brothers Limited | RE | 1 | 23 November 2007 | 11 December 2007 |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 14 June 2006 | 07 August 2006 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 09 May 2006 | 07 August 2006 |
Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 | RE | 1 | 01 February 2006 | 07 February 2006 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 17 August 2005 | 10 October 2005 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 17 August 2005 | 10 October 2005 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 30 November 2004 | 02 August 2005 |