SFC Licences of WONG Chi Man 黃智文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 4 24 April 2006 09 August 2007
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 1 19 April 2006 09 August 2007
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 December 2004 08 April 2006
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 December 2004 08 April 2006