SFC Licences of WONG Chi Man 黃智文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 24 April 2006 | 09 August 2007 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 19 April 2006 | 09 August 2007 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 December 2004 | 08 April 2006 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 December 2004 | 08 April 2006 |