SFC Licences of SHUM Lap Chun, Annie 沈立雋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 9 16 July 2018
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 4 16 July 2018
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 1 16 July 2018
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 9 26 March 2018 12 June 2018
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 4 26 March 2018 12 June 2018
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 1 26 March 2018 12 June 2018
Sensible Asset Management Limited 盛寶資產管理有限公司 RE 9 15 December 2011 31 October 2017
Sensible Asset Management Limited 盛寶資產管理有限公司 RE 4 15 December 2011 31 October 2017
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 9 05 May 2011 31 October 2017
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 4 05 May 2011 31 October 2017
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 1 05 May 2011 31 October 2017
Value Partners Limited 惠理基金管理公司 RE 9 05 May 2011 31 October 2017
Value Partners Limited 惠理基金管理公司 RE 4 05 May 2011 31 October 2017
Value Partners Limited 惠理基金管理公司 RE 1 05 May 2011 31 October 2017
Winnington Capital Limited 永靈通金融有限公司 RE 9 18 August 2010 15 April 2011
Winnington Capital Limited 永靈通金融有限公司 RE 4 18 August 2010 15 April 2011
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 4 30 January 2009 03 August 2010
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 RE 4 13 January 2005 30 September 2008