SFC Licences of CHU Wai Pan 朱偉彬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 4 | 24 May 2023 | |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 18 January 2023 | |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 21 December 2022 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 1 | 26 July 2021 | 08 December 2022 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 27 May 2011 | 26 July 2021 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 08 January 2008 | 26 May 2011 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 24 December 2007 | 26 May 2011 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 | RE | 2 | 05 December 2006 | 07 December 2007 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 09 December 2005 | 21 September 2006 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 30 November 2004 | 10 January 2005 |