SFC Licences of SO Wai Lam 蘇慧琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| INCU Corporate Finance Limited 衍丰企業融資有限公司 | RO | 6 | 15 April 2016 | |
| Shinco Capital Limited 昇豪資本有限公司 | RO | 6 | 21 January 2016 | 15 April 2016 |
| Fortune Financial Capital Limited 富強金融資本有限公司 | RO | 6 | 15 October 2012 | 30 October 2015 |
| Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 05 September 2012 | 30 October 2015 |
| Fortune Financial Capital Limited 富強金融資本有限公司 | RE | 6 | 05 September 2012 | 15 October 2012 |
| Veda Capital Limited 智略資本有限公司 | RO | 6 | 23 December 2011 | 28 August 2012 |
| Veda Capital Limited 智略資本有限公司 | RE | 6 | 10 June 2009 | 23 December 2011 |
| REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 | RE | 6 | 04 October 2007 | 01 April 2009 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 | RE | 6 | 20 January 2005 | 01 September 2007 |