SFC Licences of NG Yin Wei 吳彥蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 2 | 02 December 2013 | 10 December 2013 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 02 December 2013 | 10 December 2013 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 4 | 30 July 2013 | 01 September 2013 |
Beevest Securities Limited 蜂投證券有限公司 | RO | 1 | 10 July 2013 | 01 September 2013 |
Beevest Securities Limited 蜂投證券有限公司 | RO | 2 | 31 May 2010 | 01 September 2013 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 03 May 2007 | 10 July 2013 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 2 | 03 May 2007 | 31 May 2010 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 22 May 2006 | 23 April 2007 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 23 September 2005 | 23 April 2007 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 September 2005 | 23 April 2007 |