SFC Licences of ROCKS Timothy Ignatius

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 27 November 2012 20 June 2013
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 01 December 2004 22 June 2009