SFC Licences of SU Wei-chia 蘇威嘉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 9 13 February 2017 16 May 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 5 13 February 2017 16 May 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 13 February 2017 16 May 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 13 February 2017 16 May 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 13 February 2017 16 May 2017
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 9 01 August 2016 08 November 2016
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 4 01 August 2016 08 November 2016
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 1 01 August 2016 08 November 2016
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RO 9 25 July 2014 01 August 2016
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RO 4 25 July 2014 01 August 2016
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RO 1 25 July 2014 01 August 2016
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 9 12 November 2013 12 February 2017
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 9 12 November 2013 31 March 2014
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 5 12 November 2013 31 March 2014
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 2 12 November 2013 31 March 2014
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 5 22 August 2013 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 22 August 2013 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 22 August 2013 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 22 August 2013 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 28 May 2013 22 August 2013
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 5 10 April 2013 12 November 2013
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 10 April 2013 22 August 2013
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 9 27 January 2012 12 November 2013
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 29 March 2010 22 August 2013
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 22 June 2009 12 November 2013
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 22 June 2009 22 January 2010
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 23 April 2009 12 November 2013
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 23 April 2009 22 June 2009
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 05 January 2005 14 May 2008
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 30 November 2004 14 May 2008