SFC Licences of TAM Wai Man, Grace 譚慧敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 24 August 2016 | 09 March 2018 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 24 August 2016 | 09 March 2018 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 24 August 2016 | 09 March 2018 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 24 August 2016 | 09 March 2018 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 24 August 2016 | 09 March 2018 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 24 August 2016 | 09 March 2018 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 20 January 2005 | 31 August 2015 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 20 January 2005 | 31 August 2015 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 20 January 2005 | 31 August 2015 |