SFC Licences of SUGIURA Seiji
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 4 | 15 June 2018 | 21 June 2018 |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 4 | 18 April 2017 | 22 April 2017 |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 4 | 25 July 2016 | 28 July 2016 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 16 September 2013 | 03 March 2014 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 08 October 2012 | 10 October 2012 |
HSBC Securities (Asia) Limited | RE | 4 | 06 December 2004 | 12 November 2005 |