SFC Licences of KELLY Sean

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 1 19 December 2012 23 May 2014
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 12 August 2008 30 November 2012
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 16 September 2005 24 April 2009
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 29 August 2005 02 September 2005
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 06 July 2005 29 July 2005
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 04 April 2005 10 April 2005
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 03 December 2004 11 December 2004