SFC Licences of KELLY Sean
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 19 December 2012 | 23 May 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 12 August 2008 | 30 November 2012 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 16 September 2005 | 24 April 2009 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 29 August 2005 | 02 September 2005 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 06 July 2005 | 29 July 2005 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 04 April 2005 | 10 April 2005 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 03 December 2004 | 11 December 2004 |