SFC Licences of LIM Wen-tzen 林紋正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 09 August 2019 | 01 June 2020 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 09 August 2019 | 01 June 2020 |
| TRG Management Hong Kong Limited | RE | 9 | 28 September 2016 | 12 February 2018 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 29 March 2010 | 24 September 2016 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 6 | 29 March 2010 | 24 September 2016 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 29 March 2010 | 24 September 2016 |
| Lombard/Apic (HK) Limited 隆博亞洲投資有限公司 | RE | 4 | 14 January 2005 | 30 June 2007 |
| Lombard/Apic (HK) Limited 隆博亞洲投資有限公司 | RE | 9 | 14 January 2005 | 30 June 2007 |