SFC Licences of CHOW Siu Ling, May 周小玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Julius Baer (Hong Kong) Limited RE 1 21 October 2009 13 June 2011
Julius Baer (Hong Kong) Limited RE 4 28 September 2009 13 June 2011
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 9 16 November 2007 24 August 2009
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 5 16 November 2007 24 August 2009
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 4 16 November 2007 24 August 2009
LGT Investment Management (Asia) Limited RE 1 24 February 2005 02 October 2007