SFC Licences of CHOW Siu Ling, May 周小玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Julius Baer (Hong Kong) Limited | RE | 1 | 21 October 2009 | 13 June 2011 |
Julius Baer (Hong Kong) Limited | RE | 4 | 28 September 2009 | 13 June 2011 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 16 November 2007 | 24 August 2009 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 5 | 16 November 2007 | 24 August 2009 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 16 November 2007 | 24 August 2009 |
LGT Investment Management (Asia) Limited | RE | 1 | 24 February 2005 | 02 October 2007 |