SFC licenceholder ALN531 MANN Chi Tat 文志達

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 18 June 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 02 May 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 02 May 2018
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 RE [1] (Dealing in Securities) 02 August 2010 15 August 2012
Instinet Pacific Limited 極訊亞太有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [7] (Providing Automated Trading Services) 09 December 2004 01 August 2010