SFC Licences of IP Wang Hoi 葉耘開

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wings Securities Limited 永時證券有限公司 RO 6 26 February 2020
Wings Securities Limited 永時證券有限公司 RO 4 26 February 2020
Wings Securities Limited 永時證券有限公司 RO 1 26 February 2020
Pine Peak Corporate Finance Limited 高通融資有限公司 RO 6 15 September 2017 14 February 2020
Pine Peak Corporate Finance Limited 高通融資有限公司 RO 1 15 September 2017 14 February 2020
orientiert XYZ Securities Limited RO 6 19 September 2016 28 February 2017
orientiert XYZ Securities Limited RO 4 07 April 2016 28 February 2017
orientiert XYZ Securities Limited RO 1 07 April 2016 28 February 2017
orientiert XYZ Securities Limited RE 4 29 February 2016 07 April 2016
orientiert XYZ Securities Limited RE 1 29 February 2016 07 April 2016
J.P. Morgan Securities (Far East) Limited RE 6 13 January 2012 01 February 2016
J.P. Morgan Securities (Far East) Limited RE 4 13 January 2012 01 February 2016
J.P. Morgan Securities (Far East) Limited RE 1 13 January 2012 01 February 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 19 December 2008 25 February 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 19 December 2008 25 February 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 02 April 2008 25 February 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 02 April 2008 15 November 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 02 April 2008 15 November 2008
Piper Jaffray Asia Limited 派杰亞洲有限公司 RE 6 23 December 2004 14 August 2006