SFC Licences of CHIU Krystal Yu Pui 趙汝珮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 27 August 2018 | 09 August 2023 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 20 February 2017 | 25 May 2018 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 14 September 2011 | 17 October 2013 |
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 05 January 2010 | 30 December 2011 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 26 November 2009 | 17 October 2013 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 18 June 2007 | 17 October 2013 |
Central Asset Investments and Management Holdings (HK) Limited 中環資產投資有限公司 | RE | 9 | 09 August 2005 | 17 April 2007 |
Fore Asia, Limited | RE | 9 | 08 December 2004 | 05 May 2005 |
Fore Asia, Limited | RE | 4 | 08 December 2004 | 05 May 2005 |