SFC Licences of SO Tik Hong 蘇迪航
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RCM Asia Pacific Limited | RE | 9 | 02 September 2010 | 07 September 2013 |
| RCM Asia Pacific Limited | RE | 4 | 02 September 2010 | 07 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 August 2005 | 27 July 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 August 2005 | 25 August 2005 |
| UBS Securities Asia Limited | RE | 4 | 10 December 2004 | 15 August 2005 |