SFC Licences of CHAN Terence Sai Kid 陳世傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 2 | 20 November 2013 | 28 June 2014 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 20 November 2013 | 28 June 2014 |
| T.F.S. Derivatives HK Limited | RE | 2 | 05 September 2013 | 06 November 2013 |
| T.F.S. Derivatives HK Limited | RE | 1 | 05 September 2013 | 06 November 2013 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 28 November 2008 | 31 January 2010 |
| Mirabaud (Asia) Limited | RE | 1 | 27 March 2006 | 08 November 2008 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 13 September 2005 | 18 March 2006 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 06 January 2005 | 06 September 2005 |