SFC Licences of WOO Wing Sum, Samuel 胡穎森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Insight Capital Management (Hong Kong) Limited | RO | 9 | 16 June 2014 | |
Insight Capital Management (Hong Kong) Limited | RO | 4 | 16 June 2014 | |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 6 | 14 May 2008 | 09 February 2013 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 10 December 2004 | 09 February 2013 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 10 December 2004 | 09 February 2013 |