SFC Licences of NG Sing Hing 伍承興
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 03 December 2018 | |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 03 December 2018 | |
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 18 January 2010 | 01 June 2018 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 18 January 2010 | 01 June 2018 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 18 January 2010 | 01 June 2018 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 11 March 2009 | 01 January 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 12 January 2009 | 01 January 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 January 2009 | 01 January 2010 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 27 October 2007 | 01 October 2008 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 08 December 2004 | 01 October 2008 |