SFC Licences of NG Sing Hing 伍承興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 4 03 December 2018
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 1 03 December 2018
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 18 January 2010 01 June 2018
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 18 January 2010 01 June 2018
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 18 January 2010 01 June 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 11 March 2009 01 January 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 12 January 2009 01 January 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 12 January 2009 01 January 2010
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 27 October 2007 01 October 2008
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 08 December 2004 01 October 2008