SFC Licences of TSANG Sui Yu, Edith 曾瑞如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 1 | 07 August 2007 | 06 September 2010 |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 4 | 06 August 2007 | 06 September 2010 |
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 08 February 2007 | 06 July 2007 |
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 08 February 2007 | 06 July 2007 |
OppenheimerFunds International Distributor Limited | RE | 1 | 31 January 2005 | 31 December 2006 |
OppenheimerFunds International Distributor Limited | RE | 4 | 31 January 2005 | 31 December 2006 |