SFC Licences of NG Lai Yee 吳麗頤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 23 March 2012 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 May 2008 | 17 March 2012 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 31 January 2005 | 08 May 2008 |