SFC Licences of MOU Shuk Han 繆淑嫻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 RO 9 15 March 2023
Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 RO 4 15 March 2023
Beevest Securities Limited 蜂投證券有限公司 RO 4 14 December 2022
Beevest Securities Limited 蜂投證券有限公司 RO 2 14 December 2022
Beevest Securities Limited 蜂投證券有限公司 RO 1 14 December 2022
Beevest Securities Limited 蜂投證券有限公司 RE 4 15 November 2022 14 December 2022
Beevest Securities Limited 蜂投證券有限公司 RE 2 15 November 2022 14 December 2022
Beevest Securities Limited 蜂投證券有限公司 RE 1 15 November 2022 14 December 2022
Sheng Yuan Securities Limited 盛源證券有限公司 RO 4 18 May 2020 07 August 2022
Sheng Yuan Securities Limited 盛源證券有限公司 RO 2 18 May 2020 07 August 2022
Sheng Yuan Securities Limited 盛源證券有限公司 RO 1 18 May 2020 07 August 2022
Sheng Yuan Securities Limited 盛源證券有限公司 RE 4 17 March 2020 18 May 2020
Sheng Yuan Securities Limited 盛源證券有限公司 RE 1 17 March 2020 18 May 2020
YUANYIN SECURITIES LIMITED 原銀證券有限公司 RO 4 05 March 2019 29 February 2020
YUANYIN SECURITIES LIMITED 原銀證券有限公司 RO 1 23 November 2018 29 February 2020
SR Wealth Securities Limited 中富證券有限公司 RO 1 25 August 2016 11 November 2018
China Finance Holdings Limited 中港金融證券有限公司 RO 1 25 November 2014 10 April 2016
Finet Securities Limited 財華證券有限公司 RO 2 25 November 2014 10 April 2016
Finet Securities Limited 財華證券有限公司 RO 1 25 November 2014 10 April 2016
Sun Securities Limited 太陽證券有限公司 RO 1 25 September 2013 12 July 2014
Sun Securities Limited 太陽證券有限公司 RE 1 27 June 2013 25 September 2013
Emperor Securities Limited 英皇證券有限公司 RE 4 13 November 2009 10 June 2013
Emperor Securities Limited 英皇證券有限公司 RE 1 13 November 2009 10 June 2013
Emperor Futures Limited 英皇期貨有限公司 RE 2 13 November 2009 10 June 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 08 October 2008 01 October 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 08 October 2008 01 October 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 08 October 2008 01 October 2009
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 08 August 2008 02 October 2008
Success Securities Limited 實德證券有限公司 RE 4 20 March 2008 02 October 2008
Success Securities Limited 實德證券有限公司 RE 1 20 March 2008 02 October 2008
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 26 January 2005 21 September 2005
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 26 January 2005 21 September 2005
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 26 January 2005 21 September 2005