SFC Licences of CHENG Ying Kwong, Randy 鄭應光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 03 September 2009 | 02 November 2010 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 25 May 2009 | 31 July 2009 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 January 2007 | 14 June 2008 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 15 December 2004 | 27 June 2005 |