SFC Licences of CHEUNG Chi Wai, Alvin 張智威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Brokerage Limited 信誠證券有限公司 | RO | 9 | 03 March 2023 | |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RO | 9 | 03 March 2023 | |
Prudential Brokerage Limited 信誠證券有限公司 | RO | 1 | 23 July 2019 | |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RO | 2 | 23 July 2019 | |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 14 December 2005 | 23 July 2019 |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 14 December 2005 | 23 July 2019 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 17 December 2004 | 26 April 2005 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 17 December 2004 | 26 April 2005 |