SFC Licences of CHENG Chao-Ming 鄭昭明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Anuenue Securities Limited 鉅亨證券有限公司 | RO | 1 | 07 March 2008 | 16 April 2010 |
| Anuenue Securities Limited 鉅亨證券有限公司 | RE | 1 | 22 June 2007 | 07 March 2008 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 10 May 2006 | 31 March 2007 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 10 May 2006 | 31 March 2007 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 17 February 2005 | 02 June 2005 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 15 January 2005 | 02 June 2005 |