SFC Licences of SIU Wing On 蕭永安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 26 July 2019 | 07 February 2022 |
CMB International Futures Limited 招銀國際期貨有限公司 | RO | 2 | 18 August 2016 | |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 16 June 2016 | 18 August 2016 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 31 May 2016 | |
Cinda International Futures Limited 信達國際期貨有限公司 | RO | 2 | 06 April 2011 | 15 May 2016 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 19 November 2007 | 15 May 2016 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 19 November 2007 | 06 April 2011 |
Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 17 December 2004 | 30 April 2010 |