SFC Licences of LAM Chi Hsin 林志興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 04 December 2020 16 December 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 04 December 2020 16 December 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 20 November 2020 16 December 2021
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 27 July 2020 06 November 2020
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 27 July 2020 06 November 2020
Open Securities Limited 開盤證券有限公司 RE 4 22 October 2019 17 April 2020
Open Asset Management Limited 開盤資産管理有限公司 RE 4 22 October 2019 17 April 2020
Open Asset Management Limited 開盤資産管理有限公司 RE 9 11 September 2018 17 April 2020
Open Securities Limited 開盤證券有限公司 RE 2 04 April 2018 17 April 2020
Open Securities Limited 開盤證券有限公司 RE 1 04 April 2018 17 April 2020
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 05 March 2010 16 August 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 16 December 2004 01 November 2006
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 16 December 2004 01 November 2006