SFC Licences of WONG Chan Wing 王燦榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司
RO 4, 9 24 September 2019
Joincap Capital Limited 中楷資本有限公司
RO 4, 9 07 June 2016 12 January 2019
Joincap Securities Limited 中楷證券有限公司
RO 1 11 March 2016 12 January 2019
Joincap Capital Limited 中楷資本有限公司
RO 4, 9 19 February 2016 29 February 2016
Oshidori Securities Limited 威華達證券有限公司
RO 4, 9 19 May 2015 15 February 2016
Mason Investment Management Limited 茂宸投資管理有限公司
RO 4, 9 29 December 2014 15 February 2016
Oshidori Securities Limited 威華達證券有限公司
RO 1 29 December 2014 15 February 2016
Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司
RO 1, 9 24 January 2013 14 November 2014
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司
RO 1, 4, 9 14 April 2011 31 October 2012
China Tonghai Securities Limited 中國通海證券有限公司
RE 1, 9 18 February 2008 01 March 2011
China Tonghai Securities Limited 中國通海證券有限公司
RE 4 30 November 2007 01 March 2011
Lion Global Financial Limited 獅瀚環球金融有限公司
RE 4 02 February 2007 12 November 2007
BMI Funds Management Limited 邦盟滙駿基金管理有限公司
RE 4 20 January 2005 20 November 2006