SFC Licences of CHENG Chung Lim 鄭仲廉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 23 March 2021 | 31 August 2021 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 07 July 2020 | 04 August 2020 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 07 July 2020 | 04 August 2020 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 31 May 2010 | 14 March 2011 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 21 January 2005 | 31 May 2010 |