SFC Licences of HONG Kee Wing, Christine 孔基穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 08 June 2011 | 30 March 2012 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 December 2010 | 30 March 2012 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 3 | 20 January 2009 | 08 September 2010 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 29 December 2004 | 28 March 2007 |