SFC Licences of KWOK Sze Ho 郭子豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Premia Partners Company Limited 睿亞資產管理有限公司 | RE | 4 | 27 February 2018 | |
| Premia Partners Company Limited 睿亞資產管理有限公司 | RE | 1 | 27 February 2018 | |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 4 | 07 April 2016 | 13 November 2017 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 1 | 07 April 2016 | 13 November 2017 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 02 November 2010 | 30 March 2016 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 02 November 2010 | 30 March 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 04 March 2010 | 14 October 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 March 2010 | 14 October 2010 |
| Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 18 January 2010 | 14 October 2010 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 9 | 30 September 2008 | 01 April 2010 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 29 December 2004 | 18 September 2006 |