SFC Licences of TAN Siew Ming 陳秀敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 29 March 2018 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 September 2011 | 29 March 2018 |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 | RO | 1 | 23 December 2009 | 31 July 2011 |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 | RE | 1 | 19 December 2008 | 23 December 2009 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 29 December 2004 | 26 September 2008 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 29 December 2004 | 26 September 2008 |