SFC Licences of POON Shui Yin 潘瑞燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aspen Hill Partners (Hong Kong) Limited RE 4 17 December 2008 09 January 2015
Aspen Hill Partners (Hong Kong) Limited RE 9 17 December 2008
Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 RE 9 17 March 2008 07 December 2008
Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 RE 4 17 March 2008 07 December 2008
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 07 January 2005 17 March 2007