SFC Licences of POON Shui Yin 潘瑞燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aspen Hill Partners (Hong Kong) Limited | RE | 4 | 17 December 2008 | 09 January 2015 |
Aspen Hill Partners (Hong Kong) Limited | RE | 9 | 17 December 2008 | |
Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 | RE | 9 | 17 March 2008 | 07 December 2008 |
Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 | RE | 4 | 17 March 2008 | 07 December 2008 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 07 January 2005 | 17 March 2007 |