SFC Licences of NG Sai Lai 伍世禮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prudential Brokerage Limited 信誠證券有限公司 RO 1 23 July 2019 13 March 2023
Prudential Index Trading Company Limited 信誠期貨有限公司 RO 9 14 February 2019 13 March 2023
Prudential Index Trading Company Limited 信誠期貨有限公司 RO 5 14 February 2019 13 March 2023
Prudential Index Trading Company Limited 信誠期貨有限公司 RO 2 20 January 2014 13 March 2023
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 11 August 2005 20 January 2014
Prudential Brokerage Limited 信誠證券有限公司 RE 1 21 June 2005 23 July 2019