SFC Licences of NG Sai Lai 伍世禮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Brokerage Limited 信誠證券有限公司 | RO | 1 | 23 July 2019 | 13 March 2023 |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RO | 9 | 14 February 2019 | 13 March 2023 |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RO | 5 | 14 February 2019 | 13 March 2023 |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RO | 2 | 20 January 2014 | 13 March 2023 |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 11 August 2005 | 20 January 2014 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 21 June 2005 | 23 July 2019 |