SFC Licences of LAU Pui Yee, Jennifer 劉佩儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 16 September 2005 | 16 April 2006 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 16 September 2005 | 16 April 2006 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 06 July 2005 | 16 April 2006 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 July 2005 | 16 April 2006 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 27 April 2005 | 22 June 2005 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 27 April 2005 | 22 June 2005 |