SFC Licences of HO Oi Yee, Margaret 何藹儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 12 September 2017 | 28 February 2022 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 12 September 2017 | 28 February 2022 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 05 April 2017 | 04 August 2017 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 22 March 2017 | 04 August 2017 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 22 March 2017 | 04 August 2017 |
IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 11 May 2016 | 01 July 2016 |
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 4 | 28 July 2008 | 30 April 2013 |
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 1 | 28 July 2008 | 30 April 2013 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 27 April 2005 | 27 June 2008 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 1 | 27 April 2005 | 27 June 2008 |