SFC Licences of WONG Carrie 黃己姚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 28 January 2008 | 01 July 2008 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 08 February 2007 | 16 March 2007 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 07 February 2006 | 27 November 2006 |
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 | RE | 4 | 21 June 2005 | 18 January 2006 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 04 February 2005 | 20 June 2005 |