SFC Licences of TSANG Kennedy Kin Tak 曾建德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Capital Global Management Limited 瑞興全球財富管理有限公司	RO	4	11 July 2023
Capital Global Management Limited 瑞興全球財富管理有限公司	RO	1	11 July 2023
Capital Global Management Limited 瑞興全球財富管理有限公司	RE	4	21 June 2023	11 July 2023
Capital Global Management Limited 瑞興全球財富管理有限公司	RE	1	21 June 2023	11 July 2023
Capital Global Management Limited 瑞興全球財富管理有限公司	RE	9	21 June 2023
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RO	1	16 September 2021	30 May 2023
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RO	4	15 March 2021	30 May 2023
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RO	9	15 March 2021	09 January 2023
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RE	1	15 March 2021	16 September 2021
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	1	05 January 2010	28 February 2021
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RE	1	05 January 2010	30 September 2011
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RO	4	16 December 2008	28 February 2021
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RO	4	21 October 2008	30 September 2011
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	4	21 October 2008	16 December 2008
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RE	4	25 April 2008	21 October 2008
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RO	4	25 September 2007	25 April 2008
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RE	4	15 June 2006	25 September 2007
Haitong International Research Limited 海通國際研究有限公司	RE	4	08 January 2005	05 June 2006